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Compliance Associate
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Street Advisor Group
Salary: Very Competitive
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USA-NY-New York City |
18 Aug |
| Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance Associate role... |
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Senior Compliance Officer
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Metropolitan West Asset M...
Salary: Competitive
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USA-CA-Los Angeles |
18 Aug |
| The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to two investment a... |
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Retirement Compliance Testing Administrator
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Vanguard
Salary: Commensurate
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USA-PA-King of Prussia |
18 Aug |
| See below |
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Retirement Compliance Testing Manager
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Vanguard
Salary: Commensurate
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USA-PA-King of Prussia |
18 Aug |
| See below |
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Senior Compliance Officer: Investment Bank
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
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USA-NY-New York City |
18 Aug |
| Responsible for a variety of regulatory and compliance functions of a global investment bank. |
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Legal Counsel - UAE Investment Company
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Pathway Resourcing
Salary: Negotiable
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UAE-Abu Dhabi |
18 Aug |
| One of the leading financial services firms in the region, looking for a Legal Counsel |
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Corporate Lawyer, PQE 4+, Energy Sector - UAE Governmental Entity
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Pathway Resourcing
Salary: Negotiable
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UAE-Abu Dhabi |
18 Aug |
| A Public Joint Stock Company headquartered in Abu Dhabi, capital of the United Arab Emirates; they need a Corporate Lawyer sp... |
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Chief Country Manager (Executive Level): Dubai
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Not Disclosed
Salary: Competetive
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UAE-Dubai |
18 Aug |
| Leading GCC bank seeks experienced Executive level, Chief Country Manager in Dubai for challenging, diverse and interesting p... |
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Funds Compliance – Prestigious Financial Institution
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Coxfitzsimons&wilkes
Salary: Attractive and Competitiv...
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Ireland-Dublin |
18 Aug |
| This is an excellent opportunity to join Ireland's most Prestigious Financial Institutions. Managing a team of two, this is a... |
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Compliance (Sales and Marketing) - Broker Dealer
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Not Disclosed
Salary: The salary on offer is at...
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USA-MA-Boston North |
18 Aug |
| Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials.... |
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Administrative Assistant - DMS and Sub-Advisory
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Eaton Vance
Salary: not disclosed
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USA-MA-Boston |
18 Aug |
| See job description below |
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Administrative Assistant - DMS and Edgar
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Eaton Vance
Salary: not disclosed
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USA-MA-Boston |
18 Aug |
| See job description below |
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Compliance Officer - Trading Surveillance
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Michael Page
Salary: $65-$85k
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USA-CT-Norwalk |
18 Aug |
| Approve or deny employee trades based on Black-out or Restricted Lists. |
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INVESTMENT COMPLIANCE ANALYST
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Not Disclosed
Salary: Competitive
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USA-NY-New York City |
18 Aug |
| Top investment firm has an excellent opportunity for an Investment Compliance Analyst to join the Risk Oversight Group (“ROG”... |
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Director Corporate Governance
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Not Disclosed
Salary: base $ 200 - $ 250 + bonu...
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USA-NY-New York City |
18 Aug |
| Direct the Governance activities of major Financial Company. Analysis of Shareholder and investor community. Evaluate existin... |
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Senior Compliance Manager
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Osborne Recruitment
Salary: Base €100k+, plus bonus...
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Ireland-Dublin |
18 Aug |
| This is a senior role with one of the leading providers of asset managment and securities services in Dublin. You will ensure... |
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Forensic Accounting Director
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Osborne Recruitment
Salary: Attractive and depending...
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Ireland-Dublin |
18 Aug |
| You will be involved in the investigation of fraud, irregularities and misconduct to uncover what happened, recover assets wh... |
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Head of Anti Money Laundering - Luxembourg
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The Legal Panel
Salary: Excellent Salary and Exte...
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Luxembourg |
18 Aug |
| Our client, a world leading privately owned investment bank, is actively looking to recruit for the position of European Head... |
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Debt Capital Markets/Structured Finance Lawyer - Dublin, Ireland
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The Legal Panel
Salary: Excellent Salary and Bene...
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Ireland-Dublin |
18 Aug |
| The primary purpose of the role is to provide the services of a qualified solicitor or barrister to the business of the bank... |
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Tax Advisor/Tax Manager - Luxembourg
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The Legal Panel
Salary: Excellent salary commensu...
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Luxembourg |
18 Aug |
| Big 4 Firm in Luxembourg requires experienced Tax Advisors and Tax Managers. Excellent opportunities! |
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Senior Documentations Manager - Dublin
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The Legal Panel
Salary: Negotiable
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Ireland-Dublin |
18 Aug |
| World leading financial services organisation requires Senior Documentations Manager. |
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In-house Funds Lawyer Luxembourg
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The Legal Panel
Salary: Excellent salary commensu...
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Luxembourg |
18 Aug |
| Leading global fund management company requires an experienced Funds Lawyer to join their team in Luxembourg. Excellent oppor... |
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Head of Legal - Funds
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The Legal Panel
Salary: Negotiable
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Luxembourg |
18 Aug |
| Head of Legal required for leading financial services funds organisation. Luxembourg. Fluent French essential.
5-8 years' ex... |
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Business Partner - Investments & Insurance - DUBLIN
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The Legal Panel
Salary: up to 130k & car allowanc...
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Ireland-Dublin |
18 Aug |
| Our client, a leading financial services organisation, is currently recruiting for an experienced Pensions/Life Assurance and... |
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Compliance Officer - Luxembourg
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The Legal Panel
Salary: Depends on experience
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Luxembourg |
18 Aug |
| Leading global financial services organisation requires an experienced Compliance Officer to join their team in Luxembourg. E... |
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Internal Auditor - Financial Compliance
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Ambition
Salary: 60,000 - 100,000
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Singapore |
18 Aug |
| Excellent Opportunity with Global Giant in Healthcare |
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Account Management Professionals
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Ambition
Salary: 60,000 - 80,000
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Singapore |
18 Aug |
| Excellent Opportunity to join one of the world's leading securities institution! |
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JUNIOR LEGAL COUNSEL
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Axis
Salary: To be discussed
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Luxembourg |
18 Aug |
| A challenging opportunity within an exceptional work environment.
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Regional Head of Compliance
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Michael Page Internationa...
Salary: An attractive salary pack...
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China-Hong Kong |
18 Aug |
| A market leader, our client is a high profile brokerage firm serving trading professionals worldwide. |
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Compliance Officer
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Sigmar Recruitment Ltd
Salary: €65k- €75k
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Ireland-Dublin |
18 Aug |
| Our client based in the IFSC are currently looking to recruit a compliance officer to join their team- contact Sharon @ Sigma... |
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